Ascensus Retirement Services
Ascensus, a leading retirement plan solutions provider, will act as the pre-approved sponsor for your client's retirement plan document. As one of the largest qualified retirement plan platforms in the country, we offer many plan design options to help create a plan that meets anyone's needs.
Forms
Ancillary Forms Available
These forms are provided for qualified retirement plan administrators to use in the course of administering their plans. The plan administrator should keep copies of these completed forms.
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C corporations, S corporations, and LLCs can use this form to document their plan-related decisions.
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This notice must be provided to participants if certain transactions are suspended during a transition to a new provider.
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This form provides the required information to participants for the employer to comply with ERISA Sec. 404(c).
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This guide helps employers understand and comply with the requirements of ERISA Sec. 404(c).
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Participants use this form to name beneficiaries for their accounts.
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The Document Service Agreement outlines Ascensus’ and the employers' responsibilities.
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A 401(k) plan designed for sole proprietors with no employees, or for owners and their spouses, offering elective deferrals and/or profit sharing contributions.
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A 401(k) Profit Sharing plan is designed for businesses with employees, offering elective deferrals, profit sharing contributions, and employer matching contributions. (Elective deferrals and employer match are not allowed in a profit sharing only plan.) A Money Purchase plan requires a fixed annual employer contribution. (Elective deferrals and other discretionary employer contributions are not allowed in a money purchase pension plan).
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Plan Sponsors use this form to designate a Successor Trustee
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Employers with a 401(k) safe harbor plan must distribute this notice annually to plan participants.
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Plan Sponsors use this form to request changes to their contact information and/or to update provisions within their existing Adoption Agreement serviced at Ascensus.
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This form contains all of the IRS-Required information (under IRC Sec. 402(f)) that a plan administrator needs to provide to participants when distributions are made.
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This form is used by particiapnts to request distributions and waive the qualified joint and survivor annuity and federal income withholding.